Instructions for Charles Schwab

In order to complete a purchase for your Charles Schwab client, you'll need to log onto their platform and upload the subscription doc and other documents included in our download

Instructions

1. Download the packet from our platform during the buying process
2. Log onto the Charles Schwab portal
3. Upload the documents included in the download
4. Create signatures on the required pages
5. Send to client

Signature Pages

Since Schwab only accepts signatures on their platform, below we've compiled all the areas on the doc where signatures are required so that you don't need to manually find them all

Subscription document

• Page 17 - Authorization of Reps/Agents
• Page 30 - Subscription Agreement Signature Pages
• Page 31 - Only required if investor is an IRA or other self-directed defined contribution plan or the person executing this agreement is a directed trustee
• Page 32 - Top section only, and only if investor type is an IRA

W-9

• Page 1 - Signature required under Part II (Certification)

Alternative Investment Letter of Authorization

• Page 2 - Advisor signs bottom of page
• Page 4 - Investor (and additional signatory) sign
• Page 5 - Investor (and additional signatory) sign